XNYS 10 Sep, 2025 5:30 PM (EDT)
Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
---|---|---|---|---|---|---|---|---|---|
Patrick W. Galley | Director, Chief Executive Officer | Other type of transaction at price $ 14.68 per share. | 16 Jul 2025 | 10,033 | 214,920 | - | 14.7 | 147,284 | Common Stock |
Patrick W. Galley | Director, Chief Executive Officer | Other type of transaction at price $ 14.68 per share. | 16 Jul 2025 | 13,600 | 204,887 | - | 14.7 | 199,648 | Common Stock |
Patrick W. Galley | Director, Chief Executive Officer | Other type of transaction at price $ 14.39 per share. | 11 Jul 2025 | 39,813 | 254,733 | - | 14.4 | 572,909 | Common Stock |
Patrick W. Galley | Director, Chief Executive Officer | Grant, award, or other acquisition of securities at price $ 15.04 per share. | 26 Apr 2024 | 68,414 | 237,061 | - | 15.0 | 1,028,947 | Common Stock |
Patrick W. Galley | Director, Chief Executive Officer | Purchase of securities on an exchange or from another person at price $ 16.10 per share. | 22 Mar 2024 | 100 | 168,647 | - | 16.1 | 1,610 | Common Stock |
Patrick W. Galley | Portfolio Manager | Purchase of securities on an exchange or from another person at price $ 15.84 per share. | 03 Feb 2023 | 7,926 | 142,200 | - | 15.8 | 125,548 | Common Stock |
Patrick W. Galley | Portfolio Manager | Purchase of securities on an exchange or from another person at price $ 15.84 per share. | 03 Feb 2023 | 18,421 | 150,126 | - | 15.8 | 291,789 | Common Stock |
Patrick W. Galley | Portfolio Manager | Purchase of securities on an exchange or from another person at price $ 15.84 per share. | 03 Feb 2023 | 16,211 | 168,547 | - | 15.8 | 256,782 | Common Stock |
Patrick W. Galley | Director, President | Sale of securities on an exchange or to another person at price $ 24.87 per share. | 22 Dec 2022 | 598 | 50,194 | - | 24.9 | 14,872 | RiverNorth Capital & Income Fund 5.875% Cum. Pfd. Series A |
Patrick W. Galley | Director, President | Sale of securities on an exchange or to another person at price $ 24.86 per share. | 22 Dec 2022 | 21 | 50,173 | - | 24.9 | 522 | RiverNorth Capital & Income Fund 5.875% Cum. Pfd. Series A |
Patrick W. Galley | Director, President | Sale of securities on an exchange or to another person at price $ 24.83 per share. | 22 Dec 2022 | 1,676 | 48,497 | - | 24.8 | 41,615 | RiverNorth Capital & Income Fund 5.875% Cum. Pfd. Series A |
Patrick W. Galley | Director, President | Sale of securities on an exchange or to another person at price $ 24.82 per share. | 22 Dec 2022 | 3,976 | 44,521 | - | 24.8 | 98,684 | RiverNorth Capital & Income Fund 5.875% Cum. Pfd. Series A |
Patrick W. Galley | Director, President | Sale of securities on an exchange or to another person at price $ 24.89 per share. | 22 Dec 2022 | 45 | 50,792 | - | 24.9 | 1,120 | RiverNorth Capital & Income Fund 5.875% Cum. Pfd. Series A |
Patrick W. Galley | Director, President | Sale of securities on an exchange or to another person at price $ 24.81 per share. | 22 Dec 2022 | 595 | 43,926 | - | 24.8 | 14,762 | RiverNorth Capital & Income Fund 5.875% Cum. Pfd. Series A |
Patrick W. Galley | Director, President | Sale of securities on an exchange or to another person at price $ 24.90 per share. | 22 Dec 2022 | 182 | 50,837 | - | 24.9 | 4,532 | RiverNorth Capital & Income Fund 5.875% Cum. Pfd. Series A |
Patrick W. Galley | Director, President | Purchase of securities on an exchange or from another person at price $ 23.00 per share. | 27 Mar 2020 | 1,868 | 8,604 | - | 23 | 42,964 | RiverNorth Marketplace Lending Corp 5.875% Ser A Pfd (2024) |
Patrick W. Galley | Director, President | Purchase of securities on an exchange or from another person at price $ 24.00 per share. | 27 Mar 2020 | 15 | 8,619 | - | 24 | 360 | RiverNorth Marketplace Lending Corp 5.875% Ser A Pfd (2024) |
Patrick W. Galley | Director, President | Purchase of securities on an exchange or from another person at price $ 23.89 per share. | 27 Mar 2020 | 185 | 6,736 | - | 23.9 | 4,420 | RiverNorth Marketplace Lending Corp 5.875% Ser A Pfd (2024) |
Patrick W. Galley | Director, President | Purchase of securities on an exchange or from another person at price $ 19.72 per share. | 17 Jun 2019 | 200 | 69,452 | - | 19.7 | 3,944 | Common Stock |
Patrick W. Galley | Director, President | Purchase of securities on an exchange or from another person at price $ 19.52 per share. | 17 Jun 2019 | 169 | 69,621 | - | 19.5 | 3,299 | Common Stock |
Patrick W. Galley | Director, President | Purchase of securities on an exchange or from another person at price $ 19.50 per share. | 17 Jun 2019 | 100 | 69,721 | - | 19.5 | 1,950 | Common Stock |
Patrick W. Galley | Director, President | Purchase of securities on an exchange or from another person at price $ 19.75 per share. | 17 Jun 2019 | 100 | 69,821 | - | 19.8 | 1,975 | Common Stock |
Patrick W. Galley | Director, President | Purchase of securities on an exchange or from another person at price $ 19.76 per share. | 17 Jun 2019 | 300 | 69,252 | - | 19.8 | 5,928 | Common Stock |
Patrick W. Galley | Director, President | Purchase of securities on an exchange or from another person at price $ 19.60 per share. | 17 Jun 2019 | 500 | 68,952 | - | 19.6 | 9,800 | Common Stock |
Patrick W. Galley | Director, President | Purchase of securities on an exchange or from another person at price $ 19.52 per share. | 17 Jun 2019 | 31 | 69,852 | - | 19.5 | 605 | Common Stock |